Series 63 Exam Prep

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Series 63 Exam Guide

The Uniform Securities State Law Examination, also known as the Series 63 exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The Series 63 exam consists of 60 scored questions. Candidates have 75 minutes to complete the exam. In order for a candidate to pass the Series 63 exam, he/she must correctly answer at least 43 of the 60 scored questions.

Pocket Prep’s Series 63 exam prep app breaks down the content into four knowledge areas:
– Ethical Practices and Fiduciary Obligations
– Registration of Firms and Agents
– Regulation of Securities and Issuers
– The State Administrator and the US

300 Practice Questions
4 Content Subjects
350 Happy Users

Create Custom Exams

In three simple screens, you can choose your study mode, content areas, and how many questions you want to take. Personalized practice will increase your learning ability.

Detailed Settings

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You can attempt a maximum of 100 questions per test.

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Detailed Explanations

Our answer rationales are written to effectively teach you the material. We even explain why the distractors are incorrect choices so you can fully master the concepts.

8/10

Under the Uniform Securities Act, which of the following documents are customarily forwarded to the Administrator?

Securities registration statements
Investment advisory contracts
Customer complaints
Municipal securities advertising

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Track Your Progress

Track your progress with detailed exam results and cumulative history charts. Analyze your past scores, the time taken to complete a test, and knowledge area strengths and weaknesses.

Series 63 Cumulative Stats Recent Test Scores

Average Score 64%

Exams Taken 12

September 28, 2017 at 2:57 PM 91%

September 27, 2017 at 10:17 PM 34%

September 27, 2017 at 4:29 PM 84%

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