The Uniform Securities State Law Examination, also known as the Series 63 exam is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The Series 63 exam consists of 60 scored questions. Candidates have 75 minutes to complete the exam. In order for a candidate to pass the Series 63 exam, he/she must correctly answer at least 43 of the 60 scored questions.
Pocket Prep’s Series 63 exam prep app breaks down the content into four knowledge areas:
– Ethical Practices and Fiduciary Obligations
– Registration of Firms and Agents
– Regulation of Securities and Issuers
– The State Administrator and the US
App At A Glance
300 Practice Questions
4 Content Subjects
6,500 Happy Users
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In three simple screens, you can choose your study mode, content areas, and how many questions you want to take. Personalized practice will increase your learning ability.
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You can attempt a maximum of 100 questions per test.
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Detailed Explanations
Our answer rationales are written to effectively teach you the material. We even explain why the distractors are incorrect choices so you can fully master the concepts.
8/10
Under the Uniform Securities Act, which of the following documents are customarily forwarded to the Administrator?
Securities registration statements
Investment advisory contracts
Customer complaints
Municipal securities advertising
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Track Your Progress
Track your progress with detailed exam results and cumulative history charts. Analyze your past scores, the time taken to complete a test, and knowledge area strengths and weaknesses.
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Series 63Cumulative StatsRecent Test Scores
Average Score64%
Exams Taken12
September 28, 2017 at 2:57 PM91%
September 27, 2017 at 10:17 PM34%
September 27, 2017 at 4:29 PM84%
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