Series 65 Exam Guide
The NASAA Investment Advisers Law Examination, also known as the Series 65 exam, is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 130 scored questions. Candidates have 180 minutes to complete the exam. In order for a candidate to pass the Series 65 exam, he/she must correctly answer at least 94 of the 130 scored questions. Candidates are given two hours and 15 minutes (135 minutes) to complete the exam. The passing score is 70 percent.
Pocket Prep’s Series 65 exam prep app breaks down the content into four knowledge areas:
– Economics and Analysis
– Ethics and Legal Guidelines
– Investment Recommendations and Strategies
– Investment Vehicles