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Finance Pocket Prep

SIE
Exam Prep

Securities Industry Essentials
Let's Prep (it's free to try)
Man chiseling stone into a statue to look like a finance professional. Illustration.
670 Study Questions
293 5 Star Reviews
4.7 Avg App Store Rating Avg Rating
Prep with the pros
This is what kicking down that door to your success and chopping it into tiny pieces feels like. At Pocket Prep, we’ve got your back as all of our practice questions are written by industry pros and are based on the latest exam outlines available. Plus, each question comes with a detailed explanation.
View all 4 SIE Subjects
Knowledge of Capital Markets
89%
8 of 9 Correct
Overview of the Regulatory Framework
56%
5 of 9 Correct
Understanding Products and Their Risks
55%
6 of 11 Correct
Understanding Trading, Customer Accounts and Prohibited Activities
38%
3 of 8 Correct
Our apps identify your trouble areas and give you the tools to turn them around.
Built for the busy
Study wherever, whenever with 6 quiz types:
Question of the Day
The quickest way to do a little studying everyday.
Quick 10 Quiz
10 questions randomly selected from the question bank.
Missed Questions Quiz
Retake questions you’ve missed and improve you overall score.
Weakest Subject Quiz
Focus on questions from your lowest subject score.
Timed Quiz
Have 5 or 10 minutes to invest in some study time?
Build Your Own
Select how many questions and what subjects to focus on.
Bar graph of user's quiz scores.
See Your Progress
Detailed results show where you're doing well and where you should focus.
Gauge graph shows user their average study score.
Gauge Where You Are
Your overall study score and how you compare to others.
Two week calendar marks what days the user studied. Steaks are marked with line connecting back to back study days.
Keep Up the Streak
A little each day helps you stay on track for your exam.
Take that first step.
Let the world know you're ready for a career in Securities. Our prep curriculum for the SIE will set you up to get there by gearing you up for four categories of exam material: Knowledge of Capital Markets, Understanding Products and Their Risks, Understanding Trading, Customer Accounts and Prohibited Activities, and Overview of Regulatory Framework.
Exam Info & Registration
The pass rate for first-time SIE takers is estimated at 74%.
Great app! It definitely helped keep me prepared and refreshed on topics allowing me to pass the SIE on the 1st try.
Financial securities expert holds a pen in one hand and enters numbers into a computer with other hand.
Financial securities expert holds a pen in one hand and enters numbers into a computer with other hand.
Education should be in everyone’s reach
Our plans at Pocket Prep are priced to give everyone a better chance at a good education.
  • Basic Prep
    Free
  • Premium Monthly
    $29.99/ month
  • Premium Quarterly
    $71.99/ 3 months
  • Premium Yearly
    $179.99/ year

Pocket Prep, Inc. is neither affiliated with nor endorsed by any of the organizations listed. All organizational and test names are trademarks of their respective owners.

Compare our plans to figure out what’s best for you
Features
Basic Prep
Premium Prep
Prep for 6 Finance Exams
Yes
Yes
Questions & Explanations per Exam
30
670
Performance by Subject
Yes
Yes
Mobile & Web Access
Yes
Yes
Pass Guarantee
 
Yes
Question of the Day
Yes
Yes
Quick 10 Quiz
Yes
Yes
Timed Quiz
Yes
Yes
Missed Question Quiz
 
Yes
Weakest Subject Quiz
 
Yes
Build Your Own Quiz
 
Yes

Pocket Prep, Inc. is neither affiliated with nor endorsed by any of the organizations listed. All organizational and test names are trademarks of their respective owners.

Prep with the Pros
All of our practice questions are written by industry experts, and each question comes with a detailed explanation.